0000950123-11-089461.txt : 20111011 0000950123-11-089461.hdr.sgml : 20111010 20111011143157 ACCESSION NUMBER: 0000950123-11-089461 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20111011 DATE AS OF CHANGE: 20111011 GROUP MEMBERS: ACCUITIVE MEDICAL VENTURES LLC GROUP MEMBERS: AMV PARTNERS I, LP GROUP MEMBERS: CHARLES LARSEN GROUP MEMBERS: THOMAS WELDON FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMV PARTNERS I LP CENTRAL INDEX KEY: 0001280229 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2750 PREMIERE PARKWAY STREET 2: SUITE 200 CITY: DULUTH STATE: GA ZIP: 30097 BUSINESS PHONE: 6784177626 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AxoGen, Inc. CENTRAL INDEX KEY: 0000805928 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411301878 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-38985 FILM NUMBER: 111135247 BUSINESS ADDRESS: STREET 1: 1407 S. KINGS HIGHWAY CITY: TEXARKANA STATE: TX ZIP: 75501 BUSINESS PHONE: (903) 280-8454 MAIL ADDRESS: STREET 1: 1407 S. KINGS HIGHWAY CITY: TEXARKANA STATE: TX ZIP: 75501 FORMER COMPANY: FORMER CONFORMED NAME: LECTEC CORP /MN/ DATE OF NAME CHANGE: 19920703 SC 13G 1 c23202sc13g.htm SCHEDULE 13G Schedule 13G
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.  _____  )*
AxoGen, Inc.
 
(Name of Issuer)
Common Stock
 
(Title of Class of Securities)
05463x106
 
(CUSIP Number)
September 30, 2011
 
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 

 


Table of Contents

                     
CUSIP No.
 
05463x106
 

 

           
1   NAMES OF REPORTING PERSONS
AMV Partners I, LP (“AMV LP”)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,017,904 shares, except that (i) Accuitive Medical Ventures, LLC (“AMV LLC”), the general partner of AMV LP, may be deemed to have sole power to vote these shares and (ii) Thomas Weldon (“Weldon”), a managing member of AMV LLC, may be deemed to have shared power to vote these shares and Charles Larsen (“Larsen”), a managing member of AMV LLC, may be deemed to have shared power to vote these shares.
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   See response to row 5
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING
PERSON
WITH:
   
  1,017,904 shares, except that (i) AMV LLC, the general partner of AMV LP, may be deemed to have shared power to dispose of these shares and (ii) Weldon, a managing member of AMV LLC, may be deemed to have shared power to dispose of these shares and Larsen, a managing member of AMV LLC, may be deemed to have shared power to dispose of these shares.
       
8   SHARED DISPOSITIVE POWER
     
    See response to row 7
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,017,904
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.30%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN


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CUSIP No.
 
05463x106
 

 

           
1   NAMES OF REPORTING PERSONS
Accuitive Medical Ventures LLC (“AMV LLC”)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,017,904 shares, all of which are owned directly by AMV LP, except that (i) AMV LLC, the general partner of AMV LP, may be deemed to have sole voting power over the shares owned directly by AMV LP and (ii) Weldon, a managing member of AMV LLC, may be deemed to have shared power to vote these shares and Larsen, a managing member of AMV LLC, may be deemed to have shared power to vote these shares.
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   See response to row 5
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING
PERSON
WITH:
   
  1,017,904 shares, all of which are owned directly by AMV LP, except that (i) AMV LLC, the general partner of AMV LP, may be deemed to have sole dispositive power over the shares owned directly by AMV LP and (ii) Weldon, a managing member of AMV LLC, may be deemed to have shared power to dispose of these shares and Larsen, a managing member of AMV LLC, may be deemed to have shared power to dispose of these shares.
       
8   SHARED DISPOSITIVE POWER
     
    See response to row 7
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,017,904
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.30%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO


Table of Contents

                     
CUSIP No.
 
05463x106
 

 

           
1   NAMES OF REPORTING PERSONS
Thomas Weldon (“Weldon”)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  USA
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,017,904 shares, all of which are owned directly by AMV LP, except that (i) AMV LLC, the general partner of AMV LP, may be deemed to have sole voting power over the shares owned directly by AMV LP and (ii) Larsen, a managing member of AMV LLC, may be deemed to have shared power to vote these shares.
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   See response to row 5
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING
PERSON
WITH:
   
  1,017,904 shares, all of which are owned directly by AMV LP, except that (i) AMV LLC, the general partner of AMV LP, may be deemed to have sole dispositive power over the shares owned directly by AMV LP and (ii) Larsen, a managing member of AMV LLC, may be deemed to have shared power to dispose of these shares.
       
8   SHARED DISPOSITIVE POWER
     
    See response to row 7
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,017,904
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.30%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN


Table of Contents

                     
CUSIP No.
 
05463x106
 

 

           
1   NAMES OF REPORTING PERSONS
Charles Larsen (“Larsen”)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  USA
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,017,904 shares, all of which are owned directly by AMV LP, except that (i) AMV LLC, the general partner of AMV LP, may be deemed to have sole voting power over the shares owned directly by AMV LP and (ii) Weldon, a managing member of AMV LLC, may be deemed to have shared power to vote these shares.
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   See response to row 5
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING
WITH:
   
  1,017,904 shares, all of which are owned directly by AMV LP, except that (i) AMV LLC, the general partner of AMV LP, may be deemed to have sole dispositive power over the shares owned directly by AMV LP and (ii) Weldon, a managing member of AMV LLC, may be deemed to have shared power to dispose of these shares.
       
8   SHARED DISPOSITIVE POWER
     
    See response to row 7
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,017,904
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  9.30%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN


TABLE OF CONTENTS

Item 1(a) Name of issuer
Item 1(b) Address of issuer’s principal executive offices
Item 3. If this statement is filed pursuant to §§240.13d—1(b) or 240.13d—2(b) or (c), check whether the person filing is a
Item 4. Ownership
Item 5. Ownership of 5 Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following
Item 6. Ownership of More than 5 Percent on Behalf of Another Person. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investmen t Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. If a parent holding company or control person has filed this schedule pursuant to Rule 13d—1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule&nb sp;13d—1(c) or Rule 13d—1(d), attach an exhibit stating the identification of the relevant subsidiary
Item 8. Identification and Classification of Members of the Group
Item 9. Notice of Dissolution of Group. Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity
Item 10. Certifications
SIGNATURE


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Item 1(a) Name of issuer:
AxoGen, Inc.
Item 1(b) Address of issuer’s principal executive offices:
13859 Progress Boulevard, Suite 100
Alachua, Florida 32615
2(a) Name of person filing:
This statement is filed by AMV Partners I, LP (“AMV LP”), Accuitive Medical Ventures LLC (“AMV LLC”), Thomas Weldon (“Weldon”) and Charles Larsen (“Larsen”). AMV LLC, the general partner of AMV LP, may be deemed to have sole voting power and sole dispositive power with respect to the shares of the issuer directly owned by AMV LP. Weldon and Larsen are the managing members of AMV LLC, the general partner of AMV LP.
2(b) Address or principal business office or, if none, residence:
The address for each Reporting Person is:
Accuitive Medical Ventures LLC
2905 Premiere Parkway, Suite 150
Duluth, GA 30097
2(c) Citizenship:
AMV LP is a Delaware limited partnership. AMV LLC is a Delaware limited liability company. Weldon and Larsen are United States citizens.
2(d) Title of class of securities:
Common Stock
2(e) CUSIP No.:
05463x106
Item 3. If this statement is filed pursuant to §§240.13d—1(b) or 240.13d—2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a—8);
(e) [ ] An investment adviser in accordance with §240.13d—1(b)(1)(ii)(E);

 

 


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(f) [ ] An employee benefit plan or endowment fund in accordance with §240.13d—1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with §240.13d—1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a—3);
(j) [ ] A non-U.S. institution in accordance with §240.13d—1(b)(1)(ii)(J);
(k) [ ] Group, in accordance with §240.13d—1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d—1(b)(1)(ii)(J), please specify the type of institution:  _____ 
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
(b) Percent of class:
See Row 11 of cover page for each Reporting Person.
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting Person.
(iii) Sole power to dispose or to direct the disposition of:
See Row 7 of cover page for each Reporting Person.
(iv) Shared power to dispose or to direct the disposition of:
See Row 8 of cover page for each Reporting Person.
Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d—3(d)(1).

 

 


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Item 5. Ownership of 5 Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following o.
Instruction. Dissolution of a group requires a response to this item.
Item 6. Ownership of More than 5 Percent on Behalf of Another Person. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
Under certain circumstances set forth in the limited partnership agreements of AMV LP and the limited liability company agreement of AMV LLC, the general and limited partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner or a member, as the case may be.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. If a parent holding company or control person has filed this schedule pursuant to Rule 13d—1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d—1(c) or Rule 13d—1(d), attach an exhibit stating the identification of the relevant subsidiary.
Not applicable.
Item 8. Identification and Classification of Members of the Group
If a group has filed this schedule pursuant to §240.13d—1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d—1(c) or Rule 13d—1(d), attach an exhibit stating the identity of each member of the group.
Not applicable.
Item 9. Notice of Dissolution of Group. Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5.
Not applicable.
Item 10. Certifications
(c) The following certification shall be included if the statement is filed pursuant to §240.13d—1(c):
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 


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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
             
Date: October 11, 2011   AMV PARTNERS I, LP    
 
           
    By: Accuitive Medical Ventures, LLC    
 
           
 
  By:   /s/ Charles Larsen     
 
           
    Name: Charles Larsen    
    Title: Managing Member    
 
           
    ACCUITIVE MEDICAL VENTURES LLC    
 
           
 
  By:   /s/ Charles Larsen     
 
           
    Name: Charles Larsen    
    Title: Managing Member    
 
           
    THOMAS WELDON    
 
           
 
  By:   /s/ Thomas Weldon     
 
           
    Name: Thomas Weldon    
 
           
    CHARLES LARSEN    
 
           
 
  By:   /s/ Charles Larsen     
 
           
    Name: Charles Larsen